Job Description

Company Overview:

Octanom Tech Private Limited is a leading Invest Tech firm that operates www.hedged.in, India's first 'Hedged-Style' trading and investing platform. We are focused on minimizing losses rather than maximizing profits, utilizing advanced AI technology to efficiently manage risk across financial instruments. As a SEBI- registered Research Analyst (RA) firm, we uphold stringent compliance and regulatory standards.

Job Title:

Compliance Manager

Location:

C-309 Kanakia Zillion, Lal Bahadur Shastri Marg, Rupa Nagar, Kapadia Nagar, Mumbai.

Job Summary:

We are seeking an experienced Compliance Manager to oversee our compliance framework, ensuring that all operations adhere to legal regulations and internal policies. This role requires a proactive approach to coordinating with regulatory bodies, managing compliance documentation, and maintaining an up-to-date understanding of the regulatory landscape affecting our business.

Key Responsibilities:

Coordinate with our Company Secretary firm to ensure full compliance with audit requirements for SEBI-registered RA firms.

Monitor and manage activities related to SCORES 2.0 (SEBI's portal for lodging complaints), maintaining a daily log of complaints and ensuring effective resolution.

Keep accurate and current records of all daily published trading and investing strategies, including Options Structures and Simply-Hedged Funds.

Develop and enforce robust compliance programs and policies that mitigate legal and regulatory risks.

Educate and train staff on compliance requirements and foster a culture of compliance throughout the organization.

Stay informed about changes in regulations that may affect the firm and adapt compliance strategies accordingly.

Prepare detailed compliance reports for senior management, outlining issues, solutions, and progress.

Qualifications:

Bachelor's degree in Law, Finance, Business Administration, or a related field. Master's degree or professional compliance certifications (e.g., CCO, CRCM) preferred.

A minimum of 5 years of experience as a Compliance Manager in the financial services industry, with a strong preference for candidates familiar with SEBI regulations and compliance management for RA firms.

Comprehensive knowledge of the regulatory framework governing financial services and research analysis.

Exceptional analytical, organizational, and communication skills.

Proven ability to manage multiple tasks and projects effectively under tight deadlines.

Demonstrated integrity and professionalism.

Work Schedule:

Working days: Monday to Saturday

Work from Home: Saturdays

What We Offer:

A critical role in a pioneering financial technology company.

A chance to lead and shape the compliance strategy in a dynamic regulatory environment.

Competitive salary and benefits package.

Job Types: Full-time, Permanent

Pay: ₹30,000.00 - ₹70,000.00 per month

Benefits:

Provident Fund
Work Location: In person