Job Description

Key Responsibilities:

Ensure compliance with regulatory frameworks of

BSE, NSE, INX, IFSC, and SEBI

. Monitor and implement internal control systems to meet statutory and exchange guidelines. Prepare and submit periodic compliance reports, returns, and disclosures to exchanges and regulators. Liaise with exchanges, depositories, and regulatory bodies for all compliance-related matters. Conduct internal audits and inspections to identify compliance gaps and suggest corrective actions. Maintain updated records of circulars, notifications, and amendments from SEBI and exchanges. Oversee KYC, AML, and client onboarding procedures as per exchange and regulatory norms. Guide internal teams regarding compliance procedures and regulatory updates. Handle queries or inspections from regulatory authorities and ensure timely responses.

Required Skills & Qualifications:

Graduate / Postgraduate in Commerce, Finance, Law, or related field.

Minimum 3 years of experience

in compliance within a

stock broking or capital market organization.

Strong understanding of

BSE, NSE, INX, IFSC, and SEBI

guidelines. Excellent knowledge of exchange reporting, circulars, and compliance audit processes. Proficiency in MS Excel, compliance tracking tools, and documentation management. Strong analytical, communication, and coordination skills.
Job Type: Full-time

Pay: ?20,000.00 - ?50,000.00 per month

Work Location: In person