Job Description

Job Summary

:
We are seeking a mid
level Compliance Officer (based in GIFT IFSC) to support our capital market intermediary operations (brokerage / depository participation). The Compliance Officer will report to the Principal Officer and play a hands
on role across regulatory compliance, internal controls, AML/KYC, grievance redressal, training and audit readiness in line with IFSCA, India INX and NSE IFSC regulations.

(JD)

Position title

: Compliance Officer

Location

: GIFT IFSC, Gandhinagar, Gujarat

Reporting to

: Principal Officer

Key Responsibilities

:

Ensure compliance with IFSCA (Capital Market Intermediaries) Regulations, India
INX, NSE IFSC, GIFT SEZ / IFSC circulars and relevant laws. Liaison with regulators (IFSCA, India
INX/NSE IFSC teams), assist Principal Officer in regulatory filings, returns, filings, application events. Maintain and update internal policies and compliance manuals; conduct periodic risk reviews. Monitor AML/CFT adherence, suspicious transaction reporting (STR), KYC/KYB, and sanctions screening. Handle investor/client grievance redressal, ensure record
keeping for six years and publish compliant complaint statistics and disclosures. Conduct internal audits / readiness reviews; monitor exception reports; ensure timely remediation. Support compliance during inspections by regulators; coordinate responses and ensure accountability. Keep abreast of amendments in IFSCA/NSE INX regulations and ensure timely implementation in internal controls.

Job Specification (JS)

Essential Qualifications

Graduate degree

in any discipline from recognized university; or a professional qualification such as

LLB

,

ICAI

,

ICSI

,

ICMAI

, or equivalent.

Experience

Minimum

2 years

of experience in compliance, AML/CFT, regulatory reporting or related role in capital markets/financial services. Experience working within

GIFT IFSC / IFSCA
regulated entities

(India INX, NSE IFSC, broker dealers, DPs) will be

preferred (must
have)

Skills & Attributes

Strong knowledge of IFSCA Regulations, GIFT IFSC guidelines, India INX / NSE IFSC operations, AML / KYC / PMLA compliance. Excellent verbal and written English. Proficient in Excel, compliance tracking tools, regulatory filing portals and system-based monitoring. Sharp analytical and risk
sense instincts. High integrity, ethical mindset, team player, able to liaise effectively with senior management and regulators.

Mandatory

Must be based and operational in

GIFT IFSC, Gandhinagar

. Able to join within reasonable notice period.
Job Type: Full-time

Pay: ₹250,000.00 - ₹1,000,000.00 per year

Work Location: In person