To ensure day-to-day regulatory compliance and reporting under the IFSCA framework for KRA operations, while supporting the Principal Officer in meeting all legal and regulatory requirements.
Key Responsibilities:
Monitor KRA operations for ongoing compliance with applicable
IFSCA regulations, AML/CFT guidelines, and data governance
standards.
Review and update internal compliance manuals and SOPs in accordance with regulatory changes.
Assist in preparing
regulatory submissions, inspection responses, and internal compliance reports
.
Conduct periodic
internal reviews, risk assessments, and compliance testing
.
Act as the
first line of compliance
for operational teams -- reviewing alerts, escalations, and KYC anomalies.
Support in coordinating regulatory audits and implement corrective action plans.
Provide regular training and updates to staff on regulatory changes and compliance best practices.
Maintain proper documentation and audit trails for compliance and KYC activities.
Liaise with the Principal Officer and legal counsel on regulatory interpretations.
Required Qualifications & Skills:
Bachelor's or Master's degree in Law, Finance, or Compliance-related discipline.
Minimum
5-8 years of relevant experience
in financial services compliance, preferably in KYC/AML functions.
Strong working knowledge of
SEBI/IFSCA regulations, AML guidelines, and KRA processes
.
Certification in AML/KYC or Compliance (e.g., CAMS) preferred.
Detail-oriented with good analytical and reporting skills.
Excellent interpersonal skills and the ability to liaise with regulators and internal stakeholders.
Job Types: Full-time, Permanent
Pay: ₹1,200,000.00 - ₹1,500,000.00 per year
Benefits:
Cell phone reimbursement
Health insurance
Internet reimbursement
Education:
Bachelor's (Required)
Work Location: In person
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