Job Description

Position Name - Compliance Officer
Location - Gift City, Gandhinagar
Experience Range - 3+ yrs
Mandatory Requirement:

• Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks

Job Roles and Responsibilities:
Responsible for overall Compliance, Legal and Corporate Secretarial functions of the
GIFT Branch of the AMC.

• Responsible for compliance under IFSC Regulations, Corporate Laws, etc. for GIFT

Branch.

• Supervising various Compliances as per IFSC regulations on day-to-day basis, internal

compliance systems, etc.

• Drafting of PPM, Contribution agreement, Trust Deed, etc.
• Vetting/Drafting of various agreements with Vendors, Distributors, service providers,

etc.

• Understanding of the laws of various overseas jurisdictions where the fund is

distributed.

• Review of marketing materials for the Fund.
• Listing/registering of the Funds at various overseas jurisdictions where the Fund is being

marketed.

• Preparation and filing of various periodical reports as required by the IFSC Regulator

from time to time.

• Interacting with the statutory authorities for approvals & clarifications
• Reporting compliances to IFSC, ROC, RBI, etc.
• Generation of MIS and reporting to top level management
• Liasoning with the auditors on compliance issues
• Liasoning with legal firms for review of documentation
• Providing compliance updates to various departments

Qualification and Experience:
CS with atleast 3 years of Financial Services experience. AIF experience will be an added
advantage.

• LL. B/LL.M. A qualified lawyer from a premier Indian/ International university will be an

added advantage.

• Other Degrees / Certifications / Vocational, Technical or Professional Qualifications
• Good command of the law and excellent knowledge of the Indian legal system
• Strong communication skills and very good command of the English language
• Must demonstrate attention for detail and possess an investigative and questioning

nature.

• Proactive and having foresight.
• Willing to locate to Ahmedabad/Gandhinagar and operate out of the branch in the GIFT

city in Gandhinagar

Skills Required