Job Description

Position Name - Compliance Officer
Location - Gift City-Gandhinagar
Experience Range - 5+ years
Mandatory Requirement:

• 5+ years of experience in Alternate Investment Fund regulations
• Ensure compliance with all applicable laws and regulations, including those specific to the IFSC
• Develop, implement, and maintain compliance policies and procedures.

About the client - The company is an investment firm that focuses on the healthcare, consumer, and education sectors. The firm partners with businesses that are well-positioned for transformational growth and aims to build businesses while enhancing lives. They are operationally oriented and work closely with their portfolio companies to drive significant impact and value creation .
Job Roles and Responsibilities:

• Responsible for Compliance with SEBI AIF regulations and leading the Compliance and risk management.
• Should keep abreast with the latest regulatory changes/requirements and adhere to such requirements especially related to the SEZ Act and SEBI AIF IFSC Guidelines
• Responsible for assisting and managing the compliance and operations activities
• Liaison and deal with auditors and regulators from time to time
• Should prepare quarterly compliance reports to the Board and regulators
• Responsible for building infra, and systems & process and Maintaining all statutory registers and secretarial records
• Should have good drafting skills with an understanding of AIF business
• Assisting in the maintenance of all documents about the receipt of investment by AIF & reporting by AIF to its Trustee, contributors, and regulators
• Maintain relationships with internal and external stakeholders.
• Should have experience in handling statutory filings and submissions for renewal of registration cum Membership Certificate, coordinating for renewal of the lease, Service Export Reporting, Monthly Report of Investment & Employment, Annual Performance Report, and ensuring the validity of Bond Cum Legal Undertaking
• Apply for various funds and licenses, as per the organizations requirement

Qualifications:

• Professional certifications such as CA, CS, or a compliance certification (e.g., CAMS) are preferred.

Skills and Competencies:

• Strong knowledge of regulatory requirements for financial services.
• Effective communication and interpersonal skills.
• Ability to work independently and manage multiple tasks.
• Proficiency in using compliance software and tools.