Job Description

Job Title: Compliance Officer Loca?on: GIFT City, Gandhinagar (Gujarat) Timings: 9:00 AM - 6:00 PM (Onsite role) About Us We are a proprietary trading firm based in GIFT City, Gandhinagar. As a regulated en?ty under IFSCA, we operate with no external clients and focus exclusively on proprietary trading. We are looking for a Compliance Officer to ensure full compliance with all applicable laws, regula?ons, and exchange requirements. Key Responsibili?es ? Act as the Compliance Officer under IFSCA guidelines, independent of the Principal Officer. ? Ensure compliance with all applicable IFSCA, exchange, SEZ, and other regulatory requirements. ? Dra?, review, and update compliance manuals, internal policies, and procedures. ? Ensure ?mely submission of regulatory and exchange filings/reports. ? Liaise with regulators, auditors, and exchanges on compliance-related ma?ers. ? Assist in the closure of audits (statutory audit, internal audit, cyber audit, and any other regulatory audits). ? Conduct periodic compliance reviews and monitoring of business opera?ons. ? Maintain compliance records and documenta?on for regulatory inspec?ons. ? Provide compliance support to the management team on new regula?ons or policy changes.

Requirements ? Educa?on: o Professional qualifica?on (CA/CS) or post-graduate degree/diploma (min. 1 year) in finance, law, accountancy, business management, commerce, economics, capital markets, banking, insurance; OR. ? Experience: o Minimum 2 years of experience in compliance within the financial services sector. o Minimum 2 years of experience in compliance-related func?ons (audit, regulatory repor?ng, or internal control) will also be considered. ? Strong knowledge of regulatory requirements (IFSCA/SEZ/Exchange). ? Excellent communica?on and dra?ing skills. ? A?en?on to detail, integrity, and ability to work independently.

Job Type: Full-time

Pay: ₹50,000.00 - ₹65,000.00 per month

Education:

Master's (Preferred)
Experience:

Audit: 2 years (Preferred) Regulatory reporting: 2 years (Preferred) internal control: 2 years (Preferred) Compliance: 2 years (Preferred)
License/Certification:

Company Secretory (CS) (Preferred)
Work Location: In person