Compliance Manager (stock Broking)

Year    MH, IN, India

Job Description

Job Responsibilities -
A Should have expertise in NSE/BSE/MCX/NCDEX compliance of stock broking
A Must be skilled in communicating with stock broking firms,
A Knowledgeable in using aEUR~Member PortalaEUR(TM) platforms like NSE ENIT, IMS, and NMASS.
A Must have knowledge of the compliance process of the stockbroking company
A Must have experience of basic compliances like internal audit, VAPT audit, System Audit, etc.
A Capable of independently managing compliance for a aEUR~Proprietary trading firmaEUR(TM).
A Basic knowledge of MS Excel is required for this position.
• Monitoring day-to-day exchange compliance
Stay well-versed with regulatory / exchange guidelines






Requirement-
A Good Communication skills
A Requires a bachelor's degree from a reputable university.
A Minimum of 3-5 years of relevant experience in a aEUR~Stock Broking CompanyaEUR(TM)

• internal audit
• compliance
• vapt audit
• communication
• member portal
• nse enit
• ims
• excel
• bse
• communication skills
• basic
• system audit
• ncdex
• exchange guidelines
• ms excel
• nse
• mcx
• platforms
• proprietary trading
• regulatory guidelines
• nmass

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Job Detail

  • Job Id
    JD3391554
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Contract
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    MH, IN, India
  • Education
    Not mentioned
  • Experience
    Year