Job Description

:

- Effective handling of compliance-related activities related of Mutual Fund and ensuring all compliances under SEBI Mutual Fund Regulations

- Liaising with auditors- internal, concurrent and external auditors as well as handling of SEBI Inspection

- Handling of Anti Money Laundering activities for the Fund

- Review of ongoing advertisements /marketing materials

- Handling of investment limit monitoring and other SEBI monitoring related compliances

- Handling of end-to-end reporting requirements for SEBI/AMFI & RBI

- Assist in preparation of Board meeting and Audit committee meetings for AMC & Trustee company and managing all the ROC-related procedures.

- Assist in offer document preparation and issuing addendums, notices etc and assisting in scheme launch activities

- Interpretation of regulations and communicating regulatory changes to key functions/stakeholders

- Ensuring compliance of Employee Dealing policy by the employees.

- Drafting various policies and changes to be incorporated in policies.

- Co-o rdinating Statutory audits with external vendors that need to be submitted to SEBI

- Reasonable knowledge/experience in handling legal agreements, legal notices, investor complaints etc.

Key Functional Skills :

- Good Knowledge of SEBI and other Regulations

- Meticulous attention to details

- Interpersonal, team working skills

- Good written/verbal communication skills are important.

- Qualified member of the Institute of Company Secretaries of India

Behavioural Skills :

- Self-motivated, positive and enthusiastic

- Strong professionally-credible with integrity

- Good listening skills

- Will challenge constructively and respond well to feedback

- Manages conflict effectively.

- Ability to deal with ambiguity

- Resourceful and team player

Job Types: Full-time, Permanent

Pay: ?600,000.00 - ?1,500,000.00 per year

Benefits:

Paid sick time Provident Fund
Schedule:

Day shift
Work Location: In person

Speak with the employer

+91 8591984238