Compliance Executive
Year New Delhi, Delhi, India
Job Description
Job Summary
The profile essentially involves all Exchange & SEBI compliances, ROC compliances, Exchange Inspections, CTCL related work, etc.Responsibilities and Duties
- Complete work related to CTCL ID/TWS/Lease Line including reconciliation thereof
- Assisting the compliance officer for various operational activities of the company as per rules and regulations of NSE, BSE, MCX, NCDEX and SEBI.
- Prepare and submit various reports to the above regulators within stipulated time.
- Copying Exchange circulars data and circulation thereof.
- AP/Sub-Broker registration formalities.
- Maintaining of statutory records & registers
- Desirable candidate having exposure into the compliance and opportunity to understand the processes of various Exchanges and SEBI.
- Day shift
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Job Detail
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Job IdJD2857001
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationNew Delhi, Delhi, India
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EducationNot mentioned
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ExperienceYear