Compliance Executive

Year    Kolkata, West Bengal, India

Job Description

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The Candidate should be ready to join immediately. Location - Kolkata. ( Student residing outside Kolkata are requested not to apply ) Job Specification- Fresher (LLB) - Submission of various forms, reports and other documents to Exchanges/Depositories Ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. Updating company forms and internal documents in line with applicable stock broking / DP guidelines Other compliance matters as assigned from time to time. Job Type: Full-time Schedule:
  • Morning shift

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Job Detail

  • Job Id
    JD3269302
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Kolkata, West Bengal, India
  • Education
    Not mentioned
  • Experience
    Year