Job Description

compliance Executive :- Job description

Responsible for Compliance rated work. Experience will be required at least 1 Years More in the Financial Sector or Broking industries.

Education:

M.com, LLB, MBA, CS Any Master in Commerce or Any Law related Degree

Candidates with good communications skills and law related degree will be hired immediately.

Job Responsibilities as follows

1. Monitor operational processes to ensure that the company complies with legal regulations and ethical standards.

2. Daily / Weekly / Monthly files upload, download, Submissions in Excel.

3. Active monitoring of files to avoid damages and penalties.

4. Coordinate between department heads and senior management. Conducts regular assessments and inspection.

> Proficiency in computer skills.

Knowledge: Secretarial Compliance (Companies Act, RBI NBFC, LLP)

- Knowledge of Exchange, SEBI, SCRA Compliances will be helpful

Skills Required: Analytical thinking, Good communication skills, Legal and moral integrity

Certification:

Compliance related Certification to be completed within 3 months of Joining.

Salary:

?18,000 - ₹25000 per month

Job Types:

Full-time, Permanent,

Benefits:

Leave encashment

Schedule:

Day shift Morning shift

Work Location

: In person

HR Recruiter Contact Number

: 8140042333

Job Types: Full-time, Permanent

Pay: ₹18,000.00 - ₹25,000.00 per month

Benefits:

Leave encashment
Work Location: In person