Compliance Executive For Financial Services At Fort Location

Year    Mumbai, Maharashtra, India

Job Description

Handle routine Exchange compliance activities and ensure timely submissions.
Assist in internal and exchange inspections or audits.
Support documentation and reporting for compliance requirements.
Manage and verify client eKYC details as per regulatory norms.
Coordinate with internal teams and exchanges for compliance queries or updates.
Maintain accurate compliance records and follow-up on pending actions.
Dual role in terms of Allocation & Segregation + Compliance.
Additional Details :

  • Designation - Compliance Executive
  • Experience - 2-3 years
  • Number of Vacancies - 01
  • Qualification - Graduate, Fluent in English. Optional add-ons NISM certificate Compliance, Depository or Risk
  • Gender - Any
  • Work Timings - 8:00am to 5:00pm
  • Working Days - Mondays to Saturdays (1st & 3rd Saturdays working)
  • Work Location - Fort
  • Other Employee Benefits - 5 lac Mediclaim + 14 days paid leave + 2nd & 4th Saturdays
Interested can share updated cv on search@talismanstaffing.com or What's app : 9136435341

Skills Required

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Job Detail

  • Job Id
    JD4483989
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Mumbai, Maharashtra, India
  • Education
    Not mentioned
  • Experience
    Year