to manage all statutory, legal, and compliance-related work of our stock broking firm. The role includes handling SEBI, NSE/BSE, ROC, and other regulatory requirements and supporting the management in corporate governance matters.
Key Responsibilities
Ensure full compliance with
SEBI regulations
, Stock Exchange (NSE/BSE) rules, and other regulatory bodies
Handle
ROC filings
, annual returns, and statutory records
Prepare and maintain
board meeting
, committee meeting, and AGM documentation
Draft notices, agendas, minutes, and resolutions
Monitor compliance related to
stock broking, DP operations
, and allied services
Coordinate with auditors, regulators, and legal advisors
Ensure timely submission of reports, returns, and disclosures
Maintain statutory registers and compliance calendars
Advise management on corporate governance and legal matters
Support internal audits and inspections
Required Qualifications
Qualified
Company Secretary (CS)
from ICSI
Active membership with ICSI
Strong knowledge of
SEBI regulations
and capital market laws
Experience in a
stock broking or financial services firm
preferred
Skills Required
Good understanding of compliance and regulatory frameworks
Strong documentation and drafting skills
Attention to detail and accuracy
Good communication and coordination skills
Ability to handle multiple compliances within timelines
Experience
2-5 years
of relevant experience preferred
Fresh CS candidates with internship experience in stock broking firms may also apply
Job Type: Full-time
Pay: ₹35,000.00 - ₹67,000.00 per month
Application Question(s):
How many years of experience do you have?
What is your Current CTC?
What is your Expected CTC?
Work Location: In person
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