Job Description

Chief Compliance Officer - Fintech

Location: Bangalore

The Chief Compliance Officer (CCO) is responsible for designing, shaping and providing

strategic leadership to the Compliance program. You will serve as a strategic business partner

for management and ensure that the company maintains a robust, risk-based compliance

program that helps protect and grow our business. You will provide guidance and influence

leadership across the organization by having a good understanding of the financial services

landscape, being a creative and agile thinker and possessing the ability to develop strong

relationships across the business.

You will be charged with designing and delivering appropriate, risk-based compliance policies

and procedures as well as monitoring, auditing and providing training for all business functions.

In This Role, You Will


Ensure regulatory compliance with regards to Statutory and legal requirements in the

country


Ensure Company-wide compliance risk is identified, managed and reported


Develop compliance policies for new business line


Support Senior Management and the Board in promoting a positive culture of Compliance

by establishing and embedding an effective corporate governance structure


Ensure Compliance Priorities align with and propel business goals and objectives


Represent the firm to regulators and partners (banks, aggregators, etc.) as needed


Develop and drive the completion of the annual Risk assessment


Review and Improve the Compliance training program for adoption across the firm


Work across the company to enhance transaction monitoring processes


Periodically review the firm's sanctions screening and AML thresholds and rules


Ensure that an effective Independent Review and conformance testing plan is developed

and executed annually for each origination jurisdiction


Provide strategic direction to the management team and department heads on compliance

matters and contribute to the company's technical direction and long-term decision making.


Coordinate internal compliance review and monitoring activities, including periodic reviews

of departments

Requirements


Minimum of 5 years of relevant work experience in compliance and management of

compliance programs in a financial services or fintech company


Thorough understanding of the laws, regulations and industry codes of practice applicable

to financial services companies


Experience counseling senior management and company employees regarding compliance

risks

You might be a good fit if you


Have experience in Regulatory Compliance governance, oversight, systems and controls


Have experience leading change management


Are a business-minded strategist who operates with a strong passion for and understanding

of our corporate mission and guiding principles


Are a self-starter, take initiative, self-manage and require little day-to-day direction to be

successful


Take responsibility for the outcomes of your core duties

Job Types: Full-time, Permanent

Pay: ₹400,000.00 - ₹800,000.00 per year

Benefits:

Health insurance Leave encashment Provident Fund
Work Location: In person