Client Asset Protection Governance, Avp

Year    Pune, Maharashtra, India

Job Description


You will be part of the APAC Client Asset Protection (CAP) Governance team based in Pune office. Your team is responsible for the oversight of the production processes for the CAP team, ensuring appropriate partner concerns are made and operational improvements are implemented. Your team is responsible for driving the monthly governance forums, data analytics & reporting, and review of client asset related incidents including remediation. In partnership with the Business, Line Operations teams, Compliance and Risk teams, your main responsibilities include the following: . Oversee the APAC Client Asset Production processes within the team as well as the key metrics (i.e. KPIs, KRIs) for Client Asset across the Line Operations teams to ensure that key risks are identified, promptly advanced, and properly remediated . Drive the monthly Front-to-Back governance forums and maintain strong partnership with collaborators including the Business heads, Operations country managers, Line operations management, Compliance, Risk, and Internal Audit . Ensure compliance with client asset regulations across APAC jurisdictions and Bank\' internal policies . Face-off with external parties or regulatory bodies in demonstrating compliance with the client asset regulations . Perform data analytics and generate reports to identify risk indicators, themes, and trends . Ensure processes, controls and documentations are current and complete . Ensure business continuity plans are properly documented, tested, and updated regularly . Support internal and external audits, reviews, and exams . Dedicated delivery for change programs and initiatives . A committed data provider for accurate, complete, and timely reports to downstream users for regulatory obligations and report submissions . Collaborate with the APAC Client Asset Change and Control team based in Singapore to: (a) drive the change program and development of the Client Asset Tool and related infrastructure (b) support the implementation of the Client Asset Risk and Control Framework. Your future colleagues Global Operations carries out high-quality and efficient banking services to clients across the business divisions ensuring the excellent execution of millions of transactions daily. We operate globally in five regions - \'Switzerland\', \'APAC (excluding India)\', \'Americas&rsquo, \'India\' and \'UK Entities, Wroclaw & Regional Offices\'. We apply a continual focus on improving productivity and efficiency while seeking new and innovative ways to support clients\' changing needs. We have hired the best of team members from the industry to challenge the status quo to give and make processes more efficient. We thrive on innovation mentality that would make you come out of the comfort zone and experiment new things. We also believe that our process should be designed to fix the root cause of the problem rather than just resolving the exceptions. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm\' D&I ambition which is an integral part of our global cultural values.

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Job Detail

  • Job Id
    JD3010188
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Pune, Maharashtra, India
  • Education
    Not mentioned
  • Experience
    Year