Role and Responsibilities:
? Monitor & Supervise market movements, trends, patterns and initiate necessary surveillance actions
(Equity, F&O, Currency, SLBM, IRF, Commodity).
? Supervise routine activities as per defined SOP and TAT.
? Verification of surveillance alerts such as market manipulation, price / volume alerts, order spoofing,
front running alerts, insider trading alerts, etc
? Analyse various alerts/ exception reports on trading activities/ patterns to short-list cases which
require detailed analysis/ investigation and initiate action, if warranted.
? Process surveillance alerts, conduct preliminary analysis and escalate suspicious transitions
? Conduct various type of investigation to prevent / detect suspected market irregularities and initiate
appropriate escalations and actions.
? Ensure compliance of SEBI/Regulatory frameworks, orders, and corresponding actions
? Attend internal and external statutory and regulatory audits and compliances.
? Improve operational efficiencies by process improvements, initiating business requirements,
software testing and new features / functional release implementations.
? Coordinate with regulators for preparing / reviewing various policies and circulars, SOP//'s, user
manuals used for various surveillance actions.
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