Roles & Responsibilities:
Review and audit dealer-client call recordings related to order placements.
Ensure calls are clear, complete, and accurately reflect trade details.
Identify discrepancies, red flags, gaps or violations and instances of non-compliance.
Maintain detailed and accurate audit documentation and reports.
Work closely with the compliance team to resolve identified issues.
Monitor adherence to internal call recording policies and procedures.
Generate regular summary reports (MIS) on dealers' compliance levels.
Participate in training sessions for dealers to reinforce call compliance standards.
Job Type: Full-time
Pay: From ?300,000.00 per year
Benefits:
Health insurance
Provident Fund
Application Question(s):
* Language Preference - Bengali (Must)
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