Associate Securities Operations Representative

Year    Bangalore, Karnataka, India

Job Description


Wells Fargo India solutions enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo\'s business lines and staff functions across Technology, Operations, Risk Services and Knowledge Services. EGS operates in Hyderabad, Bengaluru and Chennai in India and in Manila, Philippines. Learn more about EGS at our . Department Overview Wealth & Investment Management (WIM) is one of the nation\'s leading providers of financial and investment services in the United States offering a full range of products and services to meet clients\' unique needs and help them achieve financial goals. It consists of six different lines of business, one of which is Wells Fargo Advisors group. Within WFA, this requirement is with Brokerage Operations. About the Role Wells Fargo Brokerage Ops is seeking for a candidate to perform various back office & middle office functions, which involves updating price for securities and creating and maintaining securities data in relation to products like equity, Fixed Income, Mutual Fund, Derivative products etc. This candidate will be primarily responsible for executing the production work with minimal supervision. In this role, you will: Support a variety of operational tasks for simple or routine securities price updating Identify ways to improve the overall process Perform routine duties such as processing, reconciling transaction and research inquires Regularly receive direction from supervisor and escalate issues to more experienced roles Review less complex documents Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Interact with internal customers Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements Required Qualifications, US: 6+ months of Security Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education Required Qualifications, International: Experience in Securities Operations, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Essential Qualifications: 0 to 1 years of securities/Custody/Investment banking experience Basic understanding of US Securities market Understanding of Trade life cycle Understands the basics of capital markets and various products like what is a mutual fund, bonds, what is a stock/equity, etc. Attention to detail and comprehension skills Commerce Graduate with CA/CFA/ICW/M.com /MBA preferably in Finance vertical Desired Qualification: Candidate should have basic accounting Knowledge Good problem solving and analytical skills and numerical skills Typing Skills / Good Communication (Read / Write / Speak) Desirable to have experience of interacting with US customers. Working Hours: 6:30pm to 3:30am Work location: Bangalore-India We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit\'s risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US:All qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. Drug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our to learn more.

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Job Detail

  • Job Id
    JD3143870
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Bangalore, Karnataka, India
  • Education
    Not mentioned
  • Experience
    Year