Job Description

Associate/Senior Associate, Investor Services

Location:

Bangalore

Department:

Fund Services

Vacancy Type:

Permanent

Work Timings:

APAC/EMEA/Americas

Work Mode:

Hybrid

Roles & Responsibilities:

Know Your Customer (KYC)/Anti Money Laundering (AML)

Awareness of KYC documentation requirements for various entity types (Individual, Corporate, Limited Partnership, Trust, etc,) Ensure compliance of Know Your Customer (KYC) norms, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) Conduct enhanced ongoing monitoring for high risk investors Anti-Money Laundering checks for both Fund and investors as per regulatory requirements Apply due diligence checks to determine if the investor is acting on its own and not for the benefit of a third party Screening of investors using Risk intelligence tool Periodic screening of investors to assess variation in investor risk profile Risk profiling of Fund and Investor based on multi parameters set out in the AML/CFT guidelines Monitor account activity for any suspicious activity by identifying patterns Keep abreast of the Regulatory changes and updates with regards to AML/CFT for respective jurisdiction

Capital Activity

Ensure subscription, redemption and transfers are as per terms of Offering Memorandum Process capital activities i.e. subscription, redemption, transfers and Master-Feeder transactions Prepare and dispense capital call and distribution notices for PERE Funds Preparation and distribution of order acknowledgement and order confirmation for the capital activities received Preparation and distribution of NAV statements as per partnership allocations

Client/Investor Query Handling

Client and Investor On-boarding Good communication skills to interact directly with clients and investors Respond to client, investor and audit requests in an efficient and timely manner

Treasury Operations

Facilitate Hedge/PE funds in opening bank accounts Fed and International wires to be initiated and processed accurately on respective banking platform Ensure wire transfers are accepted only from financial institutions incorporated in Schedule 3 country jurisdiction

You're Profile:

Any Graduates, Masters in Finance & Accounting, Qualified CA, Inter CA or Inter ICWA 2-6 years experience in Financial Services / Capital Markets Industry with min 2+yrs work experience in Investor Services / investor Relation domain Experience in working across country lines and operating in a global, multinational organization, ideally in a matrix structure Demonstrable accomplishments relating to organizational change activities in a fast-paced environment. Willing to work in global shifts * Excellent verbal and written communication in English & strong problem-solving skill