Periodic review of Compliance with various directives of SEBI given by way of Act, Rules, Regulations, Circulars Assessment of compliance implications of circulars and plan for implementing (more to do with technology compliances by Members) Define process/procedures for new compliance,…
b' To independently handle Recovery suits (requires visiting courts) filed before civil courts/NCLT. To respond to letters/notices received from EOW,CBI, etc u/s 91 and 102 of Cr.PC . Liasioningwith the advocates, law enforcement agencies, etc. To maintain MIS about the…
Key Responsibilities: Product identification, evaluation and study the suitability of the product as a contract on the futures platform. Meeting Revenue targets for Agri portfolio Work within the Agri team on designing and implementing the contract. Develop and deliver insightful…
Implementation of ERM Framework including review of Risk Management Policy & Procedures, updating Risk Registers, follow up for Incident Tracking, Key Risk Indicators, Risk Appetite Statements etc. Assist in implementation of certification related to ISO: IEC/27001:2013 (Information Security Management), ISO…