Job Description

In this role, you will:
Conduct verification testing of Issues at key points in the Issue Management lifecycle to identify observations on the success of mitigation efforts, and ultimately provide Issues rating.

Conduct activities in coordination with LOB stakeholders, and in alignment with Issue Management frameworks and policies.
-Manage the intake of documentation requests and subsequent requests for additional documentation
-Execute pre-verification and planning activities (i.e., execute pre-verification checklist, develop verification plan)
-Perform verification activities leveraging issue verification framework and related policy and procedures
-Drive quality and consistency across the issue verification program
-Draft conclusions and/or findings based on the verification activities performed
-Maintain verification documentation (e.g., test plan, verification checklist, verification summary memo, etc.)

Required Qualifications, US:
4 years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Required Qualifications, International:
7 years of experience in controls management /internal audit (third line of defense)/ or 7 years of financial services industry experience, of which 5 years must include direct experience in control testing and/or internal audit (third line of defense).

Desired Qualifications:
Track record of working in a team-based environment to solve business challenges
Ability to drive quality and consistency across the issue verification program
Experience in the development of testing plans and procedures.

Experience in documentation of test results in a clear and precise manner which enables independent third party review of test procedures employed.
Ability to multitask efficiently while paying close attention to detail
Listens without interrupting, asks clarifying questions as needed, forms judgements with consideration.
Experience evaluating the adequacy and effectiveness of policies, procedures, processes, systems and internal controls; additional experience analyzing business and/or systems changes to determine impact.
Familiar with various quality assurance techniques.
Audit and/or internal control evaluation experience
Risk Management Certification Programs
Ability to influence and consult internally.
Strong risk and control fundamentals.
Written and oral communication skills
General awareness of operational risk management in the financial services industry.
Experience in assessing risk, reviewing risk ratings, and identifying control deficiencies..
Ability to synthesize data from a variety of sources and deliver results quickly.
Capable to deliver high quality output
Education: Any Graduate
Industry: Financial Services/Stockbroking, Banking

Skills Required