Job Description

Legal / Law Mumbai Mumbai December 29, 2022 - December 30, 2023 Mutual Fund

Job Overview

• Office Location (Area) Mumbai
• Salary Offer 8 to 14 LPA
• Required Education Law Graduate from a recognized University (3 year/5 year course)
• Course Type Full Time
• Min Required Experience (Years) 2
• Max Required Experience (Years) 5

ASSOCIATE / ASSISTANT MANAGER \xe2\x80\x93 LEGAL & COMPLIANCE JOB INTENT
This position is responsible for the due diligence, screening of documents, search and statutory
compliances to mitigate possible risks. Ensuring compliance with Companies Act and corporate
governance norms through proper reporting and filing of information, while also handling queries from internal departments
Job description:

• Drafting of various agreements including lease, leave & license, manpower contracts, outsourcing

agreements, Mutual Fund distribution agreements, Memorandum of Understanding, etc.

• Identifying legal and commercial risk in any contract and proposing the changes required to

mitigate the risk.

• Review and advise management on legal implications of internal policies and procedures.
• Understand and Drafting of Various letters, legal documents, notices, Prospectus
• Vetting of Documents and Agreements.
• Providing with opinions on various provisions of laws.
• Liaison with relevant department to ensure that where legal risks have been identified and

appropriate course of action has been taken.

• Liaison with external legal counsel for legal matters on recovery, civil and/or criminal litigations.
• Handling functions pertaining to various legal and statutory matters like preparation of replies of

the complaints filed by other parties; attending the legal proceedings of the cases such as civil,
criminal, consumer cases, etc. Also, preparing brief for Lawyers in the matter of civil & criminal
suits.

• Appointing and maintaining sustained contact with legal professionals for initiating and following

up on legal procedures.

• Responsible to manage any other non-litigation legal work and advising the Organization on

various legal issues.

• Managing and undertaking legal research as required.
• Thorough understanding of Mutual Fund regulations and remain abreast of the status of all

compliance activities and to identify trends

• Advising on good governance practices and compliance of Corporate Governance norms.
• Ability to cope with high level of responsibility in confidential matters.

Job Specifications:

• Experience of minimum 2 to 3 years in the Legal Department of BFSI companies.
• Minimum qualification: Law Graduate from a recognized University (3 year/5 year course)
• Thorough understanding of legal nuances of mutual fund operations, taxation and litigations is

preferred

• Knowledge of legal terminology and principles relevant to Commercial contracts.
• Eye for Detail
• In-depth knowledge of regulatory law.